Code of Conduct

Members shall act at all times with honesty, integrity, and good faith. Members shall not make any statement, representation, or omission, whether oral or written, that is false, misleading, incomplete, or capable of deceiving any counterparty, FundEmpire, or any regulatory authority.

Members shall comply with all applicable laws, regulations, rules, and professional standards, including those relating to securities, banking, anti-money laundering, counter-terrorism financing, sanctions, anti-bribery and corruption (including the FCPA, UK Bribery Act, and equivalent statutes), tax reporting, market abuse, and data protection.

Members shall treat all information accessed through the Services as strictly confidential and shall not, for a period of three (3) years following first introduction, directly or indirectly contact, transact with, or attempt to transact with any counterparty identified through FundEmpire other than through the platform, or in any manner designed to avoid platform fees. This non-circumvention obligation extends to affiliates, advisors, and related parties.

Members shall promptly and fully disclose any actual, potential, or perceived conflict of interest that may affect a mandate, including common ownership, advisory relationships, fee arrangements, or undisclosed interests in counterparties.

Members shall not, directly or indirectly, offer, promise, give, request, or accept any bribe, kickback, facilitation payment, or improper advantage in connection with any mandate or introduction. Gifts and hospitality shall be modest, transparent, and lawful.

Members shall, upon request, provide credible documentation evidencing the lawful source of funds and source of wealth deployed in any mandate, and shall not introduce funds derived from, or destined for, any unlawful activity.

Members shall not engage in insider dealing, market manipulation, front-running, misleading disclosures, wash trading, collusive bidding, or any other form of market abuse, whether in regulated or unregulated markets.

Members shall communicate with one another and with FundEmpire staff in a respectful, professional, and constructive manner. Harassment, discrimination, intimidation, threats, and abusive conduct of any kind are strictly prohibited.

Members shall safeguard their access credentials, refrain from sharing accounts, promptly report any suspected security incident, and apply reasonable technical and organisational measures to protect Confidential Information in their possession.

Members shall ensure that all documents, financial statements, mandate terms, and disclosures submitted through the Services are accurate, complete, and consistent with their underlying books and records.

Members shall cooperate promptly and in good faith with any internal investigation conducted by FundEmpire, and with any lawful request from a competent regulator, court, or law enforcement authority.

Members are encouraged to report any suspected breach of this Code, unlawful conduct, or ethical concern to support@fundempire.co. Reports may be made confidentially, and FundEmpire shall not tolerate retaliation against any person making a good-faith report.

Without prejudice to any other remedies, breach of this Code may result in formal warning, restriction of access, suspension or permanent termination of membership, forfeiture of fees, disgorgement of profits, civil claims for damages and injunctive relief, and referral to relevant regulatory or law enforcement authorities.